1
Overnight weight loss: relationship with sleep
structure and heart rate variability
Moraes, Walter, MD. PhD
1
waltermoraes@giro.com.br
Poyares, Dalva, MD, PhD
1*
poyares@psicobio.epm.br
Guilleminault, Christian MD, PhD
3
cguil@stanford.edu
Rosa, Agostinho, PhD
2
acrosa@laseeb.org
Mello, Marco Túlio, PhD
1
tmello@psicobio.epm.br
Rueda,Adriana
1
adriana@psicobio.epm.br
Tufik, Sergio, MD, PhD.
1
stufik@psicobio.epm.br
1. Psychobiology Department, Universidade Federal de São Paulo, São Paulo,
SP, Brazil
2. Universidade Técnica de Lisboa, Instituto Superior Técnico, Lisbon, Portugal
3. Human Sleep Research Center, Department of Psychiatry and Behavioral
Science, School of Medicine, Stanford University, Stanford, CA, USA
*Mail: R. Marselhesa, 524 Sao Paulo SP Brazil CEP 04020-060
Fax: 55-11-2108-7633 Phone: 55-11-2108-7633- poyares@psicobio.epm.br
2
Abstract
Background: Weight loss can be caused by a loss of body mass due to
metabolism and by water loss as unsensible water loss, sweating, or excretion in
feces and urine. Although weight loss during sleep is a well-known phenomenon, it
has not yet been studied in relation to sleep structure or autonomic tonus during
sleep. Our study is proposed to be a first step in assessing the relationship
between overnight weight loss, sleep structure, and HRV (heart rate variability)
parameters.
Methods: Twenty-five healthy volunteers received a 487 kcal meal and 200 ml
water before experiment. Volunteers were weighed before and after
polysomnography. Absolute and relative weight indices were calculated. Time and
frequency domain analysis of heart rate variability was assessed during stages 2,
4, and REM. Nonparametric linear regression analysis was performed between
night weight loss parameters, polysomnographic, and HRV ariables.
Results: High Frequency domain correlated positively with weight loss during
stage 4. Slow wave sleep duration correlated positively with weight loss and
weight loss rate. The duration of Stage 2 correlated negatively with absolute and
relative weight loss.
Conclusions: Weight loss during sleep is dependent upon sleep stage duration
and sleep autonomic tonus. Slow-wave sleep and sleep parasympathetic tonus
may be important for weight homeostasis.
Key words: weight loss, sleep stages, sleep structure, HRV, polysomnography
3
1. Background
Weight loss can be caused by loss of body mass due to metabolism and by
water loss as insensible water loss, sweating, or excretion in feces and urine.
1
Eighty-three percent of the total weight loss is due to insensible water loss from
airways and skin.
1
Water loss rate varies according to changes in activity and
ambient temperature and humidity.
1
Although weight loss during sleep is a well-
known phenomenon, there are no studies relating it to sleep structure or autonomic
tonus during sleep. Studies on the variation of body composition over 24 hours
using bioimpedance methods showed an increase in weight and a reduction in
height during daytime.
3,4
In these studies, bioimpedance was influenced by food
and drink ingestion.
3,4,5
Many studies assessed the effects of sleep debt on
metabolism and weight gain for long periods of time, suggesting that it may cause
obesity and metabolic syndrome but there are no studies for the effects during
short periods.
6,7,8
There is evidence suggesting a homeostatic mechanism for
weight control in animal models and humans.
9,10
This mechanism is thought to be
dependent on energy intake, energy expenditure, and environmental conditions. In
this context, sleep homeostasis could also influence this process.
9,10
Autonomic
tonus varies according to different sleep stages and influences overnight fluid loss,
blood pressure, and heart rate variability.
12,13,14
HRV (heart rate variability) is an
easy-to-access non-invasive marker of the autonomic tonus during sleep.
12,13,14
Our study is proposed as a first step in assessing the relationship between
overnight weight loss, sleep structure, and HRV parameters.
4
2. Methods
2.1 Experimental subjects
Experiments were performed in the sleep laboratory of the Psychobiology
Department of the Universidade Federal de São Paulo, São Paulo Brazil.
Twenty-eight healthy young adult volunteers who were regular sleepers and free of
medications were selected for the experiment. There were three drop-outs during
the experiment due to data loss. The final sample consisted of 25 subjects, 7
males and 18 females aged 18-29 years. Female subjects were not in their
menstruation period. Eleven were in estrogenic and 7 were in progestagenic
phases.
2.2. Ethics
Written informed consent forms were signed by all subjects. The protocol
was approved by the Ethics Committee of the Universidade Federal de São Paulo.
2.3. Procedure
The laboratory procedure is summarized in Figure 1. Subjects arrived in the
sleep laboratory at 8 pm after 4 hours of fasting. They underwent a clinical
interview and completed a standard questionnaire about sleep and physical status.
All subjects were eutrophic and normo-hydrated. Subjects were not allowed to
perform physical activity or to be sleep deprived for at least 48 hrs before the
experiment. They received a standard 487 kcal diet and 200 ml water at 9 pm. All
5
the following measurements were carried out by a single investigator. A pre-sleep
weighing was performed (initial night weight W1) in a 1 g precision Bod Pod
®
digital scale with computer interface. After that, their height was measured and
sleep clothes were weighed in order to be subtracted from body weight. After body
measuring, subjects were asked not to ingest liquids or solids, not to use the
restroom, and to wear standard clothing during the entire night of sleep. Body
temperature was measured twice (pre and post-sleep). All subjects slept in a
standard room with controlled temperature and humidity (humidity 40-50%,
temperature 23-24
°
C). Subjects were also asked not to wash any part of their
bodies until the end of the experiment. Polysomnography recording finished at 7
am and weight and height were measured again (post-sleep weight, W2). The
weight variables analyzed were absolute weight loss in grams (AWL), absolute
weight loss rate in grams per hour (AWLR), relative weight loss (RWL = absolute
weight loss/initial weight x 100), relative weight loss rate (RWLR = relative weight
loss per hour), and height variation (HV). Age, gender, menstrual cycle phase,
body temperature, and room temperature were also analyzed. The present study
was limited to the analysis of body-weight variation during the night. We did not
measure lean and fat mass due to technical limitations.
2.3. Polysomnographic recording and scoring
Polysomnography was performed in equipment Meditron Sonolab
®
sampling at 256 Hz for 4 EEG, 2 electro-oculogram, 1 chin electromyogram, 1 leg
electromyogram, and 1 tracheal microphone; sampling at 500 Hz for 1
electrocardiogram (EKG); sampling at 16Hz for 1 oronasal thermistor, 1 nasal
6
pressure transducer, 2 chest and abdominal effort sensors, and 1 oximeter
(Nellcor
TM
oximeter). Polysomnograms lasted at least 7 hours. Recordings were
scored following Rechtshaffen and Kales and American Academy of Sleep
Medicine (AASM) criteria.
15,16,17
The polysomnographic variables analyzed were
total sleep time, sleep efficiency (sleep time/record time x 100), sleep latency, REM
sleep latency, REM and non-REM sleep percentage, respiratory disturbance index
(RDI), microarousals/hour (MAI), periodic leg movements/hour (PLMI), and oxygen
saturation.
2.4. Heart rate variability (HRV)
Analyses were performed on one polysomnography EKG-channel (sampling
rate 500Hz). A careful manual review was performed in order to exclude artifacts or
arrhythmias.
2.4.1 Time domain analysis
In a continuous EKG recording, each QRS complex was detected and the
normal-to-normal (NN) intervals were determined. Five time domain indexes were
derived: the standard deviation of all NN intervals (SDNN); the square root of the
mean squared differences of successive NN intervals (RMS); the standard
deviation of successive differences between adjoining normal cycles (SDSD); and
the proportion of adjacent normal NN intervals differing by
>
50 msec (NN50 and
pNN50).
7
2.4.2 Frequency Domain analysis
Artifact-free stable sleep stages 2, 4, and REM, in sleep epochs of 5-minute
duration were selected for analysis. We chose the central 5-minute period of the
longest above-mentioned sleep stages. The power densities in the Very Low
Frequency (VLF, 0.0033-0.04Hz), Low Frequency (LF, 0.04-0.15Hz), and High
Frequency (HF, 0.15-0.4Hz) were calculated by integrating the power spectral
density in the respective frequency bands. Normalized power spectra for LF and
HF and LF/HF ratio were also calculated.
2.5. Statistical analysis
For comparison of repeated measurements, the interval data were
transformed into ordinal data because the precondition of normal distribution was
not fulfilled for all variables. Therefore, comparisons of night weight loss,
polysomnographic, and HRV variables were performed by use of nonparametric
Spearman correlation coefficients. Significance was set at the 0.05 level of
probability (two-tailed). Mann-Whitney U-test was utilized to assess differences
between genders and menstrual cycle phases.
8
3. Results
3.1. Sleep results
Mean RDI was higher in male subjects (4.1
±
6.2 vs. 0.4
±
0.8; U=29,
p=0.04). No snoring was detected for any subject during the night of the
experiment. No significant differences were found according to menstrual cycle
phase for any sleep variable. All individual polysomnography variables are outlined
in Table 1.
3.2. Body-measurement results
All individual body measurements are outlined in Table 2. Body temperature
(before and after the sleep period) ranged from 35.9 to 36.7
°
C. As seen in Table 2,
overall weight loss (300
±
68g) during sleep for both genders was a common
phenomenon in our population of healthy and young subjects. There were no
differences in weight loss indices between genders and menstrual cycle phases.
There was an overnight increase in height of 1.0
±
0.7 cm. Height variation did not
correlate with any sleep parameters.
3.3. HRV results
The mean and standard deviations of HRV parameters for all volunteers
during sleep stages 2 and 4 non-REM sleep and REM sleep are provided in Table
3. SDNN (118.7
±
48.3 vs. 58.5
±
29.5; U=15, p=0.003), RMSSD (145.1
±
81.3 vs.
52.2
±
34.6; U=18, p=0.06), and SDSD (114.9
±
58.5 vs. 38.9
±
27.9; U=14,
9
p=0.003) were higher in men during REM sleep. No significant differences were
found according to menstrual cycle phase for any HRV variable.
3.4. Weight, HRV and polysomnography correlations
There were significant positive correlations between SWS (more specifically
stage 4) and relative weight loss indices. However we also found a negative
correlation between stage 2 and night weight loss.
The HF (parasympathetic component) correlated positively with all absolute and
relative weight loss indices. Correlation R values are outlined in Table 4.
10
4. Discussion
To our knowledge, this is the first study to report that overnight weight loss is
dependent upon sleep structure. Although we found that weight loss during sleep
was a universal phenomenon, its magnitude was affected by sleep stages and
autonomic tonus. The literature suggests that sleep is important for weight
homeostasis on a long term since sleep shortage is associated with overweight
status, but overnight weight variation had not yet been studied.
5,6,7,8
In short
periods of time, body-weight is a cyclic phenomenon in which the lowest values are
registered after the sleep period.
3,4
Sleep is not a uniform state and there are
documented differences in cardiovascular function, autonomic tonus,
transepidermal water loss, and many other functions during the distinct sleep
stages, particularly SWS and REM sleep.
18,19,20,21
Considering these facts, we
hypothesized that the overnight weight loss rate is not uniform throughout the sleep
period.
In our study, we found a positive correlation between weight loss and SWS
length. Indeed, SWS is a stage when transepidermal water loss is higher due to
differences in autonomous system activity favoring weight loss.
20,21,22
In support of
this hypothesis, we found that higher SWS length and parasympathetic tonus (HF
component of HRV) were directly related to higher overnight weight loss rates.
The present study was not designed to evaluate hormone secretion, but we
can speculate that the endocrine system is also involved in this phenomenon. A
11
previous study found that ghrelin promotes SWS in humans.
23
Since ghrelin levels
tend to be higher during longer fasting periods, higher amounts of SWS in faster
weight losing subjects could be explained by higher ghrelin levels.
23,24
Furthermore, reduced GH secretion due to shorter SWS periods could also be
related to reduced overnight weight loss since most human GH is secreted during
SWS.
25
GH promotes overnight weight loss through increased lipolysis.
25,26
As far as we are aware, this is the first study relating HRV to overnight
weight changes. In our population, men presented higher sympathetic activity
during REM sleep, a state in which surges of sympathetic tone are found. Gender
differences in HRV have also been reported in previous studies.
27
However, this
increase in the sympathetic component in male subjects did not correlate or seem
to affect the weight loss rate during sleep. Other variables that increased the
sympathetic component are arousals and apnea/hypopnea, which did not affect
weight changes in our sample.
18
Our results suggest that the main autonomic
parameter linked to overnight weight loss is the vagal tonus. Autonomic tonus is
proven to be related weight homeostasis in long term studies.
28
In summary, we have confirmed our initial hypothesis that weight loss during
sleep seems to be dependent on sleep-stage duration and autonomic tonus. SWS
and sleep parasympathetic tonus may be important for weight homeostasis.
Consequently, sleep debt and sleep deprivation may negatively affect weight
homeostasis through SWS debt. More precise methods need to be developed in
order to determine the relationship between sleep structure, variations in body
composition, weight loss, autonomic tonus, and hormone secretion.
12
Acknowledgements
This study was supported by FAPESP (Fundação de Amparo à Pesquisa do
Estado de São Paulo) and AFIP (Associação Fundo de Incentivo à
Psicofarmacologia)
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1
Table 1: Polysomnographic results
Subject Sleep
latency
(min)
REM
sleep
latency
(min)
Total
sleep
time
(min)
Sleep
efficiency
(%)
S1% S2% S3% S4% REM%
RDI
(/h)
MAI
(/h)
PLMI (/h) Mean
oxygen
saturation
(%)
1 21.5 80.0 383.0
90.0 4.0 49.1 13.4 10.4 23.0 0.0 9.7 0.0 96.5
2 5.5 138.5
421.0
88.9
13.2
55.1
8.2 12.1 11.4 0.0 10.8 16.1 97.9
3 8.0 155.0
356.0
84.4
6.7 58.7
10.8 5.9 17.8 0.2 20.4 0.0 96.3
4 5.0 153.0
437.5
96.5
3.1 54.2
4.1 22.7 15.9 0.0 17.7 3.2 97.9
5 4.0 177.0
392.5
94.4
6.6 57.3
4.1 15.3 16.7 2.1 21.2 0.0 97.7
6 3.5 117.0
405.5
96.6
11.0
52.4
7.2 19.7
9.7 7.6 18.6
0.0 95.4
7 5.0 77.0 364.5
94.8 4.3 37.6 7.0 17.6
33.0 0.0 7.9 0.0 95.8
8 5.5 178.5
375.5
96.0
4.4 52.3
10.5 16.4 16.4 2.2 4.3 0.0 93.4
9 14.5 102.5 327.0 85.4 6.1 38.1 14.2 19.4 22.2 4.0 4.8 0.0 98.4
10 11.0 64.5 409.5
95.1 4.4 38.7 13.2 18.4 25.3 1.2 3.4 0.0 96.2
11 5.0 70.5 320.5
93.6 5.9 46.3 9.7 15.1 22.9 0.0 11.8 0.0 96.1
12 13.0 74.5 382.0
93.5 6.2 45.4 6.9 15.2
26.3 2.0 6.4 0.0 96.9
13 8.0 146.5
326.5
80.9 8.7 45.6 9.8 26.3
9.5 4.2 18.0
0.0 96.0
14 9.0 302.0
305.5
79.7 12.1 49.3 7.5 25.0
6.1 1.8 13.2
0.0 95.0
15 13.0 129.5 360.5 83.4 11.0 33.6 8.9 31.3
15.3 0.0 7.7 0.0 95.9
16 21.5 147.5 404.5 89.6 6.9 56.5 5.4 22.7
8.4 0.0 4.7 0.0 98.1
17 32.0 129.0 264.0 76.3 13.6 46.2 8.9 24.8
6.4 0.7 7.3 0.0 98.3
18 8.0 108.0
346.5
94.7 4.6 47.9 4.3 31.5 11.7 0.0 18.9 0.0 96.2
19 16.5 13.5 358.5
87.0 6.0 40.6 8.4 29.8 15.2 0.0 10.9 0.0 96.0
20 28.5 178.5 368.5 85.7 7.7 54.8 3.5 18.6 15.3 0.0 15.1 0.0 92.2
21 5.5 187.5
402.5
97.5 1.1 37.6 12.3 29.8 19.1 0.0 8.8 0.0 97.9
22 41.5 126.5 298.0 75.3 6.9 48.5 4.5 25.3
14.8 0.0 7.7 0.0 96.0
23 2.0 179.5
404.0
98.2 1.4 32.7 17.1 35.5 13.4 0.0 2.8 0.0 97.1
24 46.5 155.0 296.5 71.2 16.4 42.8 6.7 8.8 25.3 0.0 14.2
0.0 97.5
25 11.5 201.5 340 85.9 8.5 49.0 10.7 17.6 14.1 0.0 3.9 0.0 95.9
min= minutes /h= per hour
2
Table 2: Individual body measurement data
Subject Age
(years)
Gender Height
(cm)
Absolute
initial weight
(g)
AWL (g)
AWLR (g/h)
RWL (%)
RWLR (%/h)
HV (cm)
1 22
f 158
46,800
220 23.0 0.47 0.049
1.5
2 28
m
164
54,573
244 26.6 0.45 0.049
1.5
3 24
f 163
53,139
261 27.6 0.49 0.052
1.5
4 24
f 163
54,756
294 31.0 0.54 0.057
2.0
5 22
f 164
59,235
303 33.4 0.51 0.056
2.5
6 20
m
169
56,937
255 27.6 0.45 0.048
2.0
7 28
f 170
54,841
269 28.5 0.49 0.052
2.0
8 18
f 160
58,293
262 30.5 0.45 0.052
0.5
0 21
m
179
68,909
316 36.7 0.46 0.053
2.0
10 20 m 174
64,725
307 33.7 0.47 0.052 0.5
11 24 f 165
54,062
196 21.8 0.36 0.040 1.0
12 25 f 180
56,674
263 29.0 0.46 0.051 0.5
13 21 m 167
57,646
341 37.9 0.59 0.066 1.5
14 23 m 181
78,728
304 33.6 0.39 0.043 0.0
15 22 f 161
51,634
469 49.5 0.91 0.096 1.5
16 24 f 162
53,145
289 31.3 0.54 0.059 1.0
17 23 f 157
57,175
236 27.1 0.41 0.047 1.0
18 21 f 153
47,196
419 47.5 0.89 0.101 1.0
19 20 f 158
50,934
327 33.8 0.64 0.066 1.5
20 29 f 162
72,307
262 29.1 0.36 0.040 1.0
21 18 f 166
53,862
323 33.9 0.60 0.063 1.0
22 19 f 163
73,779
265 28.3 0.36 0.038 0.3
23 20 f 152
47,755
318 30.5 0.67 0.064 0.8
24 21 m 181
74,716
480 46.4 0.64 0.062 0.1
25 24 f 165
55,711
303 30.1 0.54 0.054 0.3
g= grams cm= centimeters h= hours f= female m= male
3
Table 3: Mean Heart Rate Variability data
S2
S4
REM
Mean NN interval
807.3
±
243.4 884.3
±
187.7 853.6
±
249.8
SDNN
58.6
±
38.8 62.5
±
42.7 75.3
±
44.3
RMSSD
61.2
±
43.8 72.6
±
57.2 78.2
±
65.6
SDSD
45.2
±
35.8 54.0
±
52.2 60.2
±
51.1
NN50
18.0
±
14.1 19.7
±
14.7 14.5
±
11.3
PNN50
27.9
±
23.2 32.4
±
24.1 25.4
±
22.1
VLF
1770.5
±
984.9 1628.3
±
1318.5 4242.5
±
3399.1
LF
2870.2
±
1948.8 2542.2
±
1798.8 3265.7
±
1652.7
HF
2478.9
±
1612.4 2826.8
±
1623.8 2101.3
±
1013.1
Total power
7326.6
±
3877.0 6873.1
±
3404.7 9858.7
±
4998.8
LF/HF
1.4
±
0.8 1.1
±
0.7 1.7
±
1.0
Mean
±
standard deviation
4
Table 4: Correlations
AWL
AWLR
RWL
RWLR
S2 %
-0.42*
-0.38
-0.40*
-0.34
S2D
(min)
-0.38 -0.36 -0.24 -0.21
S4 %
0.34
0.38
0.49* 0.50*
S4D (min)
0.32
0.33
0.52* 0.51*
SWS %
0.27
0.27
0.44* 0.42*
SWSD (min)
0.23
0.21
0.46* 0.43*
HF S4
0.60* 0.57* 0.47* 0.45*
*Significant for p<0.01 min=minutes
1
Figure 1: Study procedure
8PM
Arrive in
laboratory
Clinical
interview
9PM 10PM
W1 - Pre-sleep
weight and height
measurements
Polysomnography + EKG Sleep period
W2 - Post-sleep
weight and height
measurements
Eat, drink, use
restroom
No eating, drinking, nor using restroom
7AM
Leave
laboratory
8AM
Eat, drink,
use restroom